Unclaimed Profile

Katherine Marie Mach

PENSIONMARK FINANCIAL GROUP, LLC·SANTA BARBARA, California

SIE, Series 6, Series 7, Series 24, Series 66, Series 99TOClean record12 years registeredPENSIONMARK FINANCIAL GROUP, LLC

24 E. COTA STREET, SANTA BARBARA, CA 93101CRD# 5973447Firm CRD# 208512

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Katherine Marie Mach · SANTA BARBARA, CA

Registration

CRD #5973447 · PENSIONMARK FINANCIAL GROUP, LLC · 12 years registered

Brand Profile

Not yet started

Career History

WORLD INVESTMENTS, LLC

Oct 2025 – present

WORLD INVESTMENT ADVISORS, LLC

Feb 2022 – present

LAFFER TENGLER INVESTMENTS, INC.

Nov 2019 – Mar 2022

CHARLOTTE, NC

BUTCHERJOSEPH ASSET MANAGEMENT, LLC

Aug 2019 – Apr 2020

CHARLOTTE, NC

LPL FINANCIAL LLC

Jan 2017 – Jul 2019

PALM COAST, FL

PNC INVESTMENTS

Aug 2014 – Oct 2015

CLEVELAND, OH

LINCOLN INVESTMENT PLANNING, INC

Jul 2014 – Jul 2014

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · July 14, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WORLD INVESTMENT ADVISORS, LLC

CRD 208512 · SEC 801-96193

AUM

$37.8B

Regulatory assets under management

Employees

324

11,973 client accounts

Services offered by WORLD INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WORLD INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Katherine Marie Mach offer?

Katherine Marie Mach specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA BARBARA, California for a consultation.

What are Katherine Marie Mach's credentials?

Katherine Marie Mach is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Katherine Marie Mach located?

Katherine Marie Mach is based in SANTA BARBARA, California, working with PENSIONMARK FINANCIAL GROUP, LLC. Their office serves clients in the SANTA BARBARA metropolitan area and surrounding communities.

How does Katherine Marie Mach charge for services?

Katherine Marie Mach's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PENSIONMARK FINANCIAL GROUP, LLC?

PENSIONMARK FINANCIAL GROUP, LLC has approximately 324 employees and manages $37.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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