Unclaimed Profile

Michael Sean Woods

PENSIONMARK FINANCIAL GROUP, LLC·SANTA BARBARA, California

SIE, Series 6, Series 7, Series 14, Series 24, Series 63, Series 66, Series 99TO21 years registeredPENSIONMARK FINANCIAL GROUP, LLC

24 E. COTA STREET, SANTA BARBARA, CA 93101CRD# 2453768Firm CRD# 208512

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Sean Woods · SANTA BARBARA, CA

Registration

CRD #2453768 · PENSIONMARK FINANCIAL GROUP, LLC · 21 years registered

Brand Profile

Not yet started

Career History

WORLD INVESTMENT ADVISORS, LLC

May 2015 – present

CAPTRUST

Jun 2015 – May 2022

SANTA BARBARA, CA

INDEPENDENT FINANCIAL PARTNERS

Nov 2010 – Jun 2015

SANTA BARBARA, CA

NRP ADVISORS, INC.

Jan 2009 – Dec 2010

SANTA BARBARA, CA

ING FINANCIAL ADVISERS, LLC

Dec 2006 – Jan 2009

GLENDALE, CA

OBERLIN FINANCIAL CORP.

Sep 2006 – Dec 2006

BRYAN, OH

PIONEER INVESTMENT MANAGEMENT, INC.

Mar 2005 – Sep 2005

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 14

Series 24

Series 63

Series 66

Series 99TO

Registration record

First registered · March 4, 2005

Years registered · 21

Disclosure History

2005Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WORLD INVESTMENT ADVISORS, LLC

CRD 208512 · SEC 801-96193

AUM

$37.8B

Regulatory assets under management

Employees

324

11,973 client accounts

Services offered by WORLD INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WORLD INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Sean Woods offer?

Michael Sean Woods specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA BARBARA, California for a consultation.

What are Michael Sean Woods's credentials?

Michael Sean Woods is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Sean Woods located?

Michael Sean Woods is based in SANTA BARBARA, California, working with PENSIONMARK FINANCIAL GROUP, LLC. Their office serves clients in the SANTA BARBARA metropolitan area and surrounding communities.

How does Michael Sean Woods charge for services?

Michael Sean Woods's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PENSIONMARK FINANCIAL GROUP, LLC?

PENSIONMARK FINANCIAL GROUP, LLC has approximately 324 employees and manages $37.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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