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Emily Tubola Hermeno

PROSPERITY ROAD, LLC·SANTA ANA, California
Series 7, Series 66Clean record21 years registeredPROSPERITY ROAD, LLC
12341 NEWPORT AVENUE, SANTA ANA, CA 92705CRD# 4868466Firm CRD# 281894

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Emily Tubola Hermeno · SANTA ANA, CA
Registration
CRD #4868466 · PROSPERITY ROAD, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

PROSPERITY ROAD, LLC
Dec 2015 – present
FINANCIAL ADVOCATES LLC
Sep 2006 – Jun 2018
NEWPORT BEACH, CA
THE AYCO COMPANY,L.P.
Jul 2005 – Mar 2006
IRVINE, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · July 14, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PROSPERITY ROAD, LLC
CRD 281894 · SEC 801-118900
AUM
$143M
Regulatory assets under management
Employees
4
63 client accounts
Services offered by PROSPERITY ROAD, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PROSPERITY ROAD, LLC →
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05

Frequently Asked Questions

What services does Emily Tubola Hermeno offer?
Emily Tubola Hermeno specializes in Financial Planning, Investment Management. Contact their office in SANTA ANA, California for a consultation.
What are Emily Tubola Hermeno's credentials?
Emily Tubola Hermeno is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Emily Tubola Hermeno located?
Emily Tubola Hermeno is based in SANTA ANA, California, working with PROSPERITY ROAD, LLC. Their office serves clients in the SANTA ANA metropolitan area and surrounding communities.
How does Emily Tubola Hermeno charge for services?
Emily Tubola Hermeno's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPERITY ROAD, LLC?
PROSPERITY ROAD, LLC has approximately 4 employees and manages $143M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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