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Emily Tubola Hermeno

PROSPERITY ROAD, LLC·SANTA ANA, California
Clean recordPROSPERITY ROAD, LLC
12341 NEWPORT AVENUE, SANTA ANA, CA 92705CRD# 4868466Firm CRD# 281894

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Emily Tubola Hermeno · SANTA ANA, CA
Registration
CRD #4868466 · PROSPERITY ROAD, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Emily Tubola Hermeno is a registered financial advisor based in SANTA ANA, California, affiliated with PROSPERITY ROAD, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
PROSPERITY ROAD, LLC
PROSPERITY ROAD, LLC
AUM
$143M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at PROSPERITY ROAD, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4868466
Firm CRD# 281894
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Emily Tubola Hermeno offer?
Emily Tubola Hermeno specializes in Financial Planning, Investment Management. Contact their office in SANTA ANA, California for a consultation.
What are Emily Tubola Hermeno's credentials?
Emily Tubola Hermeno is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Emily Tubola Hermeno located?
Emily Tubola Hermeno is based in SANTA ANA, California, working with PROSPERITY ROAD, LLC. Their office serves clients in the SANTA ANA metropolitan area and surrounding communities.
How does Emily Tubola Hermeno charge for services?
Emily Tubola Hermeno's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPERITY ROAD, LLC?
PROSPERITY ROAD, LLC has approximately 4 employees and manages $143M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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SANTA ANA, CA

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Research
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