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Joseph Andrew Richard

ANCHOR FINANCIAL GROUP·SANTA ANA, California
SIE, Series 6, Series 63, Series 65Clean record14 years registeredANCHOR FINANCIAL GROUP
1801 PARKCOURT PLACE, SANTA ANA, CA 92701CRD# 3265155Firm CRD# 111801

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joseph Andrew Richard · SANTA ANA, CA
Registration
CRD #3265155 · ANCHOR FINANCIAL GROUP · 14 years registered
Brand Profile
Not yet started
01

Career History

ANCHOR FINANCIAL GROUP
Jun 2012 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
Series 65
Registration record
First registered · June 26, 2012
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ANCHOR FINANCIAL GROUP
CRD 111801 · SEC 801-33340
AUM
$31M
Regulatory assets under management
Employees
1
130 client accounts
Services offered by ANCHOR FINANCIAL GROUP
Per Form ADV
Financial planning
Portfolio management (individuals)
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ANCHOR FINANCIAL GROUP →
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05

Frequently Asked Questions

What services does Joseph Andrew Richard offer?
Joseph Andrew Richard specializes in Financial Planning, Investment Management. Contact their office in SANTA ANA, California for a consultation.
What are Joseph Andrew Richard's credentials?
Joseph Andrew Richard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Andrew Richard located?
Joseph Andrew Richard is based in SANTA ANA, California, working with ANCHOR FINANCIAL GROUP. Their office serves clients in the SANTA ANA metropolitan area and surrounding communities.
How does Joseph Andrew Richard charge for services?
Joseph Andrew Richard's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ANCHOR FINANCIAL GROUP?
ANCHOR FINANCIAL GROUP has approximately 1 employees and manages $31M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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