PROSPERITY ROAD, LLC

SANTA ANA, California·1 registered advisor·CRD# 281894
SEC# 801-1189000(714) 241-0212
01

Firm Overview

AUM
$143M
Regulatory assets under management
Employees
4
Total firm employees
Advisors
1
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03

Specialties

Financial PlanningInvestment Management
04

Advisors at PROSPERITY ROAD, LLC

1 registered advisor
Emily Tubola Hermeno
SANTA ANA, California
05

Office Locations

SANTA ANA, California
1 advisor

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Data sourced from SEC Form ADV filings. PROSPERITY ROAD, LLC (CRD# 281894) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.