Unclaimed Profile

Thomas Edward Raguse

LCM ADVISORY SERVICES, LLC·SANTA ANA, California

SIE, Series 7, Series 63, Series 65Clean record31 years registeredLCM ADVISORY SERVICES, LLC

1811 EAST GARRY AVENUE, SANTA ANA, CA 92705CRD# 1547709Firm CRD# 147980

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Edward Raguse · SANTA ANA, CA

Registration

CRD #1547709 · LCM ADVISORY SERVICES, LLC · 31 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Jul 2001 – present

OSAIC WEALTH, INC.

Aug 1994 – present

LCM ADVISORY SERVICES, LLC

Oct 2008 – May 2015

SANTA ANA, CA

LIBERTY CAPITAL MANAGEMENT, INC.

Nov 1997 – Jul 2009

SANTA ANA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · August 22, 1994

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LCM ADVISORY SERVICES, LLC

CRD 147980 · SEC 801-69680

AUM

$59M

Regulatory assets under management

Employees

142 client accounts

Services offered by LCM ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LCM ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Edward Raguse offer?

Thomas Edward Raguse specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SANTA ANA, California for a consultation.

What are Thomas Edward Raguse's credentials?

Thomas Edward Raguse is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Edward Raguse located?

Thomas Edward Raguse is based in SANTA ANA, California, working with LCM ADVISORY SERVICES, LLC. Their office serves clients in the SANTA ANA metropolitan area and surrounding communities.

How does Thomas Edward Raguse charge for services?

Thomas Edward Raguse's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LCM ADVISORY SERVICES, LLC?

LCM ADVISORY SERVICES, LLC has approximately 1 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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