Unclaimed Profile

Mark Irwin Miller

WATERMARK ASSET MANAGEMENT, INC.·SAN RAMON, California

Series 7, Series 8, Series 63, Series 65Clean record28 years registeredWATERMARK ASSET MANAGEMENT, INC.

2010 CROW CANYON PLACE, SAN RAMON, CA 94583CRD# 2170261Firm CRD# 108407

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Irwin Miller · SAN RAMON, CA

Registration

CRD #2170261 · WATERMARK ASSET MANAGEMENT, INC. · 28 years registered

Brand Profile

Not yet started

Career History

CAPTRUST

Jan 2019 – present

WATERMARK ASSET MANAGEMENT, INC.

Aug 1997 – Mar 2019

SAN RAMON, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · August 22, 1997

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WATERMARK ASSET MANAGEMENT, INC.

CRD 108407 · SEC 801-57796

AUM

$408M

Regulatory assets under management

Employees

1,146 client accounts

Services offered by WATERMARK ASSET MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WATERMARK ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Mark Irwin Miller offer?

Mark Irwin Miller specializes in Financial Planning, Investment Management. Contact their office in SAN RAMON, California for a consultation.

What are Mark Irwin Miller's credentials?

Mark Irwin Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Irwin Miller located?

Mark Irwin Miller is based in SAN RAMON, California, working with WATERMARK ASSET MANAGEMENT, INC.. Their office serves clients in the SAN RAMON metropolitan area and surrounding communities.

How does Mark Irwin Miller charge for services?

Mark Irwin Miller's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WATERMARK ASSET MANAGEMENT, INC.?

WATERMARK ASSET MANAGEMENT, INC. has approximately 10 employees and manages $408M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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