Unclaimed Profile

Elliot Herbert Kallen

PROSPERITY WEALTH MANAGEMENT, INC.·SAN RAMON, California

SIE, Series 6, Series 7, Series 24, Series 51, Series 63, Series 6526 years registeredPROSPERITY WEALTH MANAGEMENT, INC.

2333 SAN RAMON VALLEY BLVD., SAN RAMON, CA 94583CRD# 2384508Firm CRD# 174328

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Elliot Herbert Kallen · SAN RAMON, CA

Registration

CRD #2384508 · PROSPERITY WEALTH MANAGEMENT, INC. · 26 years registered

Brand Profile

Not yet started

Career History

PROSPERITY FINANCIAL GROUP, INC.

Dec 2025 – present

EXODUS WEALTH, LLC

Jan 2020 – present

PROSPERITY WEALTH MANAGEMENT, INC.

Feb 2015 – Dec 2019

SAN RAMON, CA

FINANCIAL TELESIS, INC.

Jun 2010 – Jun 2010

SAN RAMON, CA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2009 – Jun 2010

SAN RAMON, CA

PROSPERITY FINANCIAL GROUP, INC.

Feb 2008 – Dec 2025

SAN RAMON, CA

RAYMOND JAMES FINANCIAL SERVICES

Apr 2000 – Jan 2009

SAN RAMON, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · April 28, 2000

Years registered · 26

Disclosure History

2003Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PROSPERITY WEALTH MANAGEMENT, INC.

CRD 174328 · SEC 801-101485

AUM

$243M

Regulatory assets under management

Employees

1,611 client accounts

Services offered by PROSPERITY WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROSPERITY WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Elliot Herbert Kallen offer?

Elliot Herbert Kallen specializes in Financial Planning, Investment Management. Contact their office in SAN RAMON, California for a consultation.

What are Elliot Herbert Kallen's credentials?

Elliot Herbert Kallen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Elliot Herbert Kallen located?

Elliot Herbert Kallen is based in SAN RAMON, California, working with PROSPERITY WEALTH MANAGEMENT, INC.. Their office serves clients in the SAN RAMON metropolitan area and surrounding communities.

How does Elliot Herbert Kallen charge for services?

Elliot Herbert Kallen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROSPERITY WEALTH MANAGEMENT, INC.?

PROSPERITY WEALTH MANAGEMENT, INC. has approximately 50 employees and manages $243M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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