Unclaimed Profile

John Roger Prichard

GLOBAL RETIREMENT PARTNERS LLC·SAN RAFAEL, California

SIE, Series 2, Series 7, Series 24, Series 26, Series 63, Series 65Clean record14 years registeredGLOBAL RETIREMENT PARTNERS LLC

4340 REDWOOD HIGHWAY, SAN RAFAEL, CA 94903CRD# 1152877Firm CRD# 172011

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Roger Prichard · SAN RAFAEL, CA

Registration

CRD #1152877 · GLOBAL RETIREMENT PARTNERS LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GLOBAL RETIREMENT PARTNERS LLC

GLOBAL RETIREMENT PARTNERS LLC

Jan 2015 – Jan 2018

SAN FRANCISCO, CA

HEFFERNAN INVESTMENT ADVISORS, INC.

Dec 2013 – Jan 2017

SAN FRANCISCO, CA

LPL FINANCIAL LLC

Aug 2011 – Jan 2018

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 2

Series 7

Series 24

Series 26

Series 63

Series 65

Registration record

First registered · August 23, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GLOBAL RETIREMENT PARTNERS LLC

CRD 172011 · SEC 801-80074

AUM

$140.7B

Regulatory assets under management

Employees

505

28,908 client accounts

Services offered by GLOBAL RETIREMENT PARTNERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GLOBAL RETIREMENT PARTNERS LLC →

Introduction

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Frequently Asked Questions

What services does John Roger Prichard offer?

John Roger Prichard specializes in Financial Planning, Investment Management, Wealth Management.

What are John Roger Prichard's credentials?

John Roger Prichard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Roger Prichard located?

John Roger Prichard is based in SAN RAFAEL, California, last registered with GLOBAL RETIREMENT PARTNERS LLC.

How does John Roger Prichard charge for services?

John Roger Prichard's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GLOBAL RETIREMENT PARTNERS LLC?

GLOBAL RETIREMENT PARTNERS LLC has approximately 505 employees and manages $140.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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