Unclaimed Profile

James Houston Williams

GLOBAL RETIREMENT PARTNERS LLC·SAN RAFAEL, California

SIE, Series 4, Series 7, Series 24, Series 27, Series 63, Series 79TO, Series 99TOClean record21 years registeredGLOBAL RETIREMENT PARTNERS LLC

4340 REDWOOD HIGHWAY, SAN RAFAEL, CA 94903CRD# 1482414Firm CRD# 172011

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Houston Williams · SAN RAFAEL, CA

Registration

CRD #1482414 · GLOBAL RETIREMENT PARTNERS LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GLOBAL RETIREMENT PARTNERS LLC

LPL FINANCIAL LLC

Jan 2015 – Dec 2015

SAN RAFAEL, CA

GLOBAL RETIREMENT PARTNERS LLC

Jul 2014 – Dec 2015

SAN RAFAEL, CA

FINANCIAL TELESIS, INC.

Nov 2004 – Mar 2015

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 63

Series 79TO

Series 99TO

Registration record

First registered · November 10, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GLOBAL RETIREMENT PARTNERS LLC

CRD 172011 · SEC 801-80074

AUM

$140.7B

Regulatory assets under management

Employees

505

28,908 client accounts

Services offered by GLOBAL RETIREMENT PARTNERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GLOBAL RETIREMENT PARTNERS LLC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN RAFAEL?

Browse all registered financial advisors in SAN RAFAEL, California or claim this profile if it's yours.

Browse SAN RAFAEL Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Houston Williams offer?

James Houston Williams specializes in Financial Planning, Investment Management, Wealth Management.

What are James Houston Williams's credentials?

James Houston Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Houston Williams located?

James Houston Williams is based in SAN RAFAEL, California, last registered with GLOBAL RETIREMENT PARTNERS LLC.

How does James Houston Williams charge for services?

James Houston Williams's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GLOBAL RETIREMENT PARTNERS LLC?

GLOBAL RETIREMENT PARTNERS LLC has approximately 505 employees and manages $140.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →