Unclaimed Profile

William Scoggins

SVB WEALTH ADVISORY, INC.·SAN FRANCISCO, California

SIE, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 57TO, Series 66Clean record19 years registeredSVB WEALTH ADVISORY, INC.

505 HOWARD STREET, SAN FRANCISCO, CA 94105CRD# 5256745Firm CRD# 168116

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Scoggins · SAN FRANCISCO, CA

Registration

CRD #5256745 · SVB WEALTH ADVISORY, INC. · 19 years registered

Brand Profile

Not yet started

Career History

SVB WEALTH

Aug 2021 – present

SVB INVESTMENT SERVICES INC.

Feb 2020 – Jul 2022

Arlington, VA

KEEL POINT, LLC

Jan 2015 – Aug 2019

VIENNA, VA

KEEL POINT ADVISORS, LLC

Sep 2008 – Dec 2014

VIENNA, VA

UBS FINANCIAL SERVICES INC.

Feb 2007 – Apr 2008

VIENNA, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 57TO

Series 66

Registration record

First registered · February 5, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SVB INVESTMENT SERVICES INC.

CRD 168116 · SEC 801-78209

AUM

$1.5B

Regulatory assets under management

Employees

1,816 client accounts

Services offered by SVB INVESTMENT SERVICES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SVB INVESTMENT SERVICES INC. →

Introduction

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Frequently Asked Questions

What services does William Scoggins offer?

William Scoggins specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are William Scoggins's credentials?

William Scoggins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Scoggins located?

William Scoggins is based in SAN FRANCISCO, California, working with SVB WEALTH ADVISORY, INC.. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does William Scoggins charge for services?

William Scoggins's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SVB WEALTH ADVISORY, INC.?

SVB WEALTH ADVISORY, INC. has approximately 80 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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