Unclaimed Profile

Shirley Jane Leung

SVB INVESTMENT SERVICES INC.·SAN FRANCISCO, California

SIE, Series 3, Series 7, Series 24, Series 63, Series 65, Series 79, Series 99TOCFP CFAClean record8 years registeredSVB INVESTMENT SERVICES INC.

505 HOWARD STREET, SAN FRANCISCO, CA 94105CRD# 2639896Firm CRD# 168116

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shirley Jane Leung · SAN FRANCISCO, CA

Registration

CRD #2639896 · SVB INVESTMENT SERVICES INC. · 8 years registered

Brand Profile

Not yet started

Career History

J.P. MORGAN SECURITIES LLC

Sep 2024 – present

SVB WEALTH

Oct 2022 – Apr 2023

Santa Monica, CA

SVB INVESTMENT SERVICES INC.

Mar 2020 – Jul 2022

Santa Monica, CA

SCENIC ADVISEMENT WEALTH

Oct 2017 – Feb 2020

san francisco, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 65

Series 79

Series 99TO

Registration record

First registered · October 6, 2017

Years registered · 8

Professional designations · CFP, CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SVB INVESTMENT SERVICES INC.

CRD 168116 · SEC 801-78209

AUM

$1.5B

Regulatory assets under management

Employees

1,816 client accounts

Services offered by SVB INVESTMENT SERVICES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SVB INVESTMENT SERVICES INC. →

Introduction

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Frequently Asked Questions

What services does Shirley Jane Leung offer?

Shirley Jane Leung specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Shirley Jane Leung's credentials?

Shirley Jane Leung holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Shirley Jane Leung located?

Shirley Jane Leung is based in SAN FRANCISCO, California, working with SVB INVESTMENT SERVICES INC.. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Shirley Jane Leung charge for services?

Shirley Jane Leung's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SVB INVESTMENT SERVICES INC.?

SVB INVESTMENT SERVICES INC. has approximately 80 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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