Unclaimed Profile

Raul Nmn Pomares

SONEN CAPITAL LLC·SAN FRANCISCO, California

Series 6, Series 63, Series 65Clean record20 years registeredSONEN CAPITAL LLC

101 MONTGOMERY STREET, SAN FRANCISCO, CA 94104CRD# 2911083Firm CRD# 159461

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Raul Nmn Pomares · SAN FRANCISCO, CA

Registration

CRD #2911083 · SONEN CAPITAL LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SONEN CAPITAL LLC

SONEN CAPITAL LLC

Dec 2011 – Dec 2025

SAN FRANCISCO, CA

SPRINGCREEK ADVISORS, LLC

Aug 2010 – Mar 2012

CORTE MADERA, CA

GUGGENHEIM INVESTMENT ADVISORS, LLC

Aug 2008 – Jun 2010

MIAMI, FL

ASSET CONSULTING GROUP, INC.

Jul 2006 – Jul 2008

SANTA MONICA, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · July 26, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SONEN CAPITAL LLC

CRD 159461 · SEC 801-72926

AUM

$793M

Regulatory assets under management

Employees

41 client accounts

Services offered by SONEN CAPITAL LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at SONEN CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Raul Nmn Pomares offer?

Raul Nmn Pomares specializes in Investment Management, Retirement Planning, Wealth Management.

What are Raul Nmn Pomares's credentials?

Raul Nmn Pomares is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Raul Nmn Pomares located?

Raul Nmn Pomares is based in SAN FRANCISCO, California, last registered with SONEN CAPITAL LLC.

How does Raul Nmn Pomares charge for services?

Raul Nmn Pomares's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SONEN CAPITAL LLC?

SONEN CAPITAL LLC has approximately 19 employees and manages $793M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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