Unclaimed Profile

Nicholas Koukopoulos

SONEN CAPITAL LLC·SAN FRANCISCO, California

Series 65Clean record15 years registeredSONEN CAPITAL LLC

456 MONTGOMERY STREET, SAN FRANCISCO, CA 94104CRD# 5860835Firm CRD# 159461

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Koukopoulos · SAN FRANCISCO, CA

Registration

CRD #5860835 · SONEN CAPITAL LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SONEN CAPITAL LLC

SONEN CAPITAL LLC

Feb 2012 – May 2021

SAN FRANCISCO, CA

SPRINGCREEK ADVISORS, LLC

Nov 2010 – Mar 2012

PETALUMA, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 15, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SONEN CAPITAL LLC

CRD 159461 · SEC 801-72926

AUM

$793M

Regulatory assets under management

Employees

41 client accounts

Services offered by SONEN CAPITAL LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at SONEN CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Nicholas Koukopoulos offer?

Nicholas Koukopoulos specializes in Investment Management, Retirement Planning, Wealth Management.

What are Nicholas Koukopoulos's credentials?

Nicholas Koukopoulos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Koukopoulos located?

Nicholas Koukopoulos is based in SAN FRANCISCO, California, last registered with SONEN CAPITAL LLC.

How does Nicholas Koukopoulos charge for services?

Nicholas Koukopoulos's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SONEN CAPITAL LLC?

SONEN CAPITAL LLC has approximately 19 employees and manages $793M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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