Unclaimed Profile

Ashu Chopra

SYON CAPITAL LLC·SAN FRANCISCO, California

SIE, Series 3, Series 7, Series 66Clean record22 years registeredSYON CAPITAL LLC

555 MONTGOMERY ST., SAN FRANCISCO, CA 94111CRD# 4263099Firm CRD# 322776

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ashu Chopra · SAN FRANCISCO, CA

Registration

CRD #4263099 · SYON CAPITAL LLC · 22 years registered

Brand Profile

Not yet started

Career History

SYON CAPITAL LLC

Sep 2022 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

May 2004 – Sep 2022

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 66

Registration record

First registered · May 19, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SYON CAPITAL LLC

CRD 322776 · SEC 801-126386

AUM

$2.5B

Regulatory assets under management

Employees

736 client accounts

Services offered by SYON CAPITAL LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at SYON CAPITAL LLC →

Introduction

Speak with Ashu

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ashu is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN FRANCISCO?

Browse all registered financial advisors in SAN FRANCISCO, California or claim this profile if it's yours.

Browse SAN FRANCISCO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ashu Chopra offer?

Ashu Chopra specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Ashu Chopra's credentials?

Ashu Chopra is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ashu Chopra located?

Ashu Chopra is based in SAN FRANCISCO, California, working with SYON CAPITAL LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Ashu Chopra charge for services?

Ashu Chopra's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYON CAPITAL LLC?

SYON CAPITAL LLC has approximately 10 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →