Unclaimed Profile

Sien Chen

SYON CAPITAL LLC·SAN FRANCISCO, California

SIE, Series 7, Series 66Clean record17 years registeredSYON CAPITAL LLC

555 MONTGOMERY ST., SAN FRANCISCO, CA 94111CRD# 5494298Firm CRD# 322776

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sien Chen · SAN FRANCISCO, CA

Registration

CRD #5494298 · SYON CAPITAL LLC · 17 years registered

Brand Profile

Not yet started

Career History

SYON CAPITAL LLC

Sep 2022 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2009 – May 2022

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 3, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SYON CAPITAL LLC

CRD 322776 · SEC 801-126386

AUM

$2.5B

Regulatory assets under management

Employees

736 client accounts

Services offered by SYON CAPITAL LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at SYON CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Sien Chen offer?

Sien Chen specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Sien Chen's credentials?

Sien Chen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sien Chen located?

Sien Chen is based in SAN FRANCISCO, California, working with SYON CAPITAL LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Sien Chen charge for services?

Sien Chen's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYON CAPITAL LLC?

SYON CAPITAL LLC has approximately 10 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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