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Tracey Elizabeth Brooten

GUNDERSON CAPITAL MANAGEMENT·SAN DIEGO, California
GUNDERSON CAPITAL MANAGEMENT
101 WEST BROADWAY, SAN DIEGO, CA 92101CRD# 4874417Firm CRD# 140795

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Tracey Elizabeth Brooten · SAN DIEGO, CA
Registration
CRD #4874417 · GUNDERSON CAPITAL MANAGEMENT
Brand Profile
Not yet started
Disclosure history
2 disclosures on file · See FINRA BrokerCheck for full record
01

About

Tracey Elizabeth Brooten is a registered financial advisor based in SAN DIEGO, California, affiliated with GUNDERSON CAPITAL MANAGEMENT. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
GUNDERSON CAPITAL MANAGEMENT
GUNDERSON CAPITAL MANAGEMENT
AUM
$228M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at GUNDERSON CAPITAL MANAGEMENT →
Services
Financial planning
Portfolio management (individuals)
Market timing services
Other
04

Background

Compensation
Percentage of AUM
Fixed fees
Regulatory
SEC/IARD CRD# 4874417
Firm CRD# 140795
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Tracey Elizabeth Brooten offer?
Tracey Elizabeth Brooten specializes in Financial Planning, Investment Management. Contact their office in SAN DIEGO, California for a consultation.
What are Tracey Elizabeth Brooten's credentials?
Tracey Elizabeth Brooten is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Tracey Elizabeth Brooten located?
Tracey Elizabeth Brooten is based in SAN DIEGO, California, working with GUNDERSON CAPITAL MANAGEMENT. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.
How does Tracey Elizabeth Brooten charge for services?
Tracey Elizabeth Brooten's firm is compensated through percentage of aum, fixed fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GUNDERSON CAPITAL MANAGEMENT?
GUNDERSON CAPITAL MANAGEMENT has approximately 5 employees and manages $228M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GUNDERSON CAPITAL MANAGEMENT

Jennifer Greene
MOUNT PLEASANT, SC
William Fred Gunderson
MOUNT PLEASANT, SC

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Research
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