Unclaimed Profile

William Fred Gunderson

GUNDERSON CAPITAL MANAGEMENT·MOUNT PLEASANT, South Carolina

Series 7, Series 63, Series 6527 years registeredGUNDERSON CAPITAL MANAGEMENT

2072 WILLBROOK LANE, MOUNT PLEASANT, SC 29466CRD# 2451600Firm CRD# 140795

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Fred Gunderson · MOUNT PLEASANT, SC

Registration

CRD #2451600 · GUNDERSON CAPITAL MANAGEMENT · 27 years registered

Brand Profile

Not yet started

Career History

GUNDERSON CAPITAL MANAGEMENT

Dec 2021 – present

SOUTHPORT CAPITAL

May 2021 – May 2022

Mount Pleasant, SC

GUNDERSON CAPITAL MANAGEMENT

Feb 2014 – Aug 2021

MOUNT PLEASANT, SC

TORREY PINES SECURITIES, INC.

Apr 1999 – Jun 2006

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · April 1, 1999

Years registered · 27

Disclosure History

2014Regulatory·Final

2004Customer Dispute·Award / Judgment

2003Customer Dispute·Award / Judgment

2001Customer Dispute·Award / Judgment

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GUNDERSON CAPITAL MANAGEMENT

CRD 140795 · SEC 801-122484

AUM

$228M

Regulatory assets under management

Employees

1,210 client accounts

Services offered by GUNDERSON CAPITAL MANAGEMENT

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GUNDERSON CAPITAL MANAGEMENT →

Introduction

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Frequently Asked Questions

What services does William Fred Gunderson offer?

William Fred Gunderson specializes in Financial Planning, Investment Management. Contact their office in MOUNT PLEASANT, South Carolina for a consultation.

What are William Fred Gunderson's credentials?

William Fred Gunderson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Fred Gunderson located?

William Fred Gunderson is based in MOUNT PLEASANT, South Carolina, working with GUNDERSON CAPITAL MANAGEMENT. Their office serves clients in the MOUNT PLEASANT metropolitan area and surrounding communities.

How does William Fred Gunderson charge for services?

William Fred Gunderson's firm is compensated through percentage of aum, fixed fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUNDERSON CAPITAL MANAGEMENT?

GUNDERSON CAPITAL MANAGEMENT has approximately 5 employees and manages $228M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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