Unclaimed Profile

Louis David Dworsky

WFA OF SAN DIEGO, LLC·SAN DIEGO, California

SIE, Series 3, Series 7, Series 24, Series 63, Series 65Clean record25 years registeredWFA OF SAN DIEGO, LLC

2251 SAN DIEGO AVE, SAN DIEGO, CA 92110CRD# 1689624Firm CRD# 307404

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Louis David Dworsky · SAN DIEGO, CA

Registration

CRD #1689624 · WFA OF SAN DIEGO, LLC · 25 years registered

Brand Profile

Not yet started

Career History

ZERMATT WEALTH PARTNERS

Feb 2025 – present

ZERMATT WEALTH PARTNERS

Dec 2021 – Dec 2024

Wilmington, NC

HAYDEN ROYAL

Sep 2019 – Mar 2022

Charlotte, NC

MORSE CAPITAL PARTNERS, LLC

Dec 2017 – Dec 2021

Charlotte, NC

THOMPSON DAVIS ASSET MANAGEMENT

Aug 2014 – Oct 2017

RALEIGH, NC

PLATINUM WEALTH PARTNERS, INC.

Oct 2013 – Aug 2014

TAMPA, FL

MORGAN STANLEY

Jun 2009 – Aug 2013

RALEIGH, NC

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Jun 2009

RALEIGH, NC

MORGAN STANLEY

Mar 2007 – Apr 2007

RALEIGH, NC

WACHOVIA SECURITIES, LLC

Jul 2003 – Mar 2007

RALEIGH, NC

PRUDENTIAL SECURITIES INCORPORATED

Dec 2000 – Jul 2003

RALEIGH, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · December 4, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WFA OF SAN DIEGO, LLC

CRD 307404 · SEC 801-118131

AUM

$173M

Regulatory assets under management

Employees

377 client accounts

Services offered by WFA OF SAN DIEGO, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WFA OF SAN DIEGO, LLC →

Introduction

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Frequently Asked Questions

What services does Louis David Dworsky offer?

Louis David Dworsky specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Louis David Dworsky's credentials?

Louis David Dworsky is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Louis David Dworsky located?

Louis David Dworsky is based in SAN DIEGO, California, working with WFA OF SAN DIEGO, LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Louis David Dworsky charge for services?

Louis David Dworsky's firm is compensated through percentage of aum, hourly charges, subscription fees, other: financial plannning fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WFA OF SAN DIEGO, LLC?

WFA OF SAN DIEGO, LLC has approximately 5 employees and manages $173M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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