Unclaimed Profile

James Joseph Puplava

FINANCIAL SENSE ADVISORS, INC.·SAN DIEGO, California

SIE, Series 7, Series 24, Series 63, Series 99TOCFP22 years registeredFINANCIAL SENSE ADVISORS, INC.

10809 THORNMINT ROAD, SAN DIEGO, CA 92127CRD# 736091Firm CRD# 111090

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Joseph Puplava · SAN DIEGO, CA

Registration

CRD #736091 · FINANCIAL SENSE ADVISORS, INC. · 22 years registered

Brand Profile

Not yet started

Career History

FINANCIAL SENSE ADVISORS, INC.

Mar 2004 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 99TO

Registration record

First registered · March 25, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

2006Civil·Final

2004Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL SENSE ADVISORS, INC.

CRD 111090 · SEC 801-25937

AUM

$568M

Regulatory assets under management

Employees

1,069 client accounts

Services offered by FINANCIAL SENSE ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL SENSE ADVISORS, INC. →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN DIEGO?

Browse all registered financial advisors in SAN DIEGO, California or claim this profile if it's yours.

Browse SAN DIEGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Joseph Puplava offer?

James Joseph Puplava specializes in Financial Planning, Investment Management. Contact their office in SAN DIEGO, California for a consultation.

What are James Joseph Puplava's credentials?

James Joseph Puplava holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Joseph Puplava located?

James Joseph Puplava is based in SAN DIEGO, California, working with FINANCIAL SENSE ADVISORS, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does James Joseph Puplava charge for services?

James Joseph Puplava's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL SENSE ADVISORS, INC.?

FINANCIAL SENSE ADVISORS, INC. has approximately 12 employees and manages $568M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →