Unclaimed Profile

Joseph Scott Bauers

SUPERIOR PLANNING, LLC·SAN DIEGO, California

SIE, Series 7, Series 24, Series 66Clean record24 years registeredSUPERIOR PLANNING, LLC

10085 CARROLL CANYON ROAD, SAN DIEGO, CA 92131CRD# 4437770Firm CRD# 130711

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Scott Bauers · SAN DIEGO, CA

Registration

CRD #4437770 · SUPERIOR PLANNING, LLC · 24 years registered

Brand Profile

Not yet started

Career History

SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE

Sep 2024 – present

PLANMEMBER SECURITIES CORPORATION

Nov 2016 – present

AXA ADVISORS, LLC

Dec 2001 – Jun 2015

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · December 31, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUPERIOR PLANNING, LLC

CRD 130711 · SEC 801-131301

AUM

$105M

Regulatory assets under management

Employees

295 client accounts

Services offered by SUPERIOR PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SUPERIOR PLANNING, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Scott Bauers offer?

Joseph Scott Bauers specializes in Financial Planning, Investment Management. Contact their office in SAN DIEGO, California for a consultation.

What are Joseph Scott Bauers's credentials?

Joseph Scott Bauers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Scott Bauers located?

Joseph Scott Bauers is based in SAN DIEGO, California, working with SUPERIOR PLANNING, LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Joseph Scott Bauers charge for services?

Joseph Scott Bauers's firm is compensated through percentage of aum, hourly charges, subscription fees, other: financial planning fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUPERIOR PLANNING, LLC?

SUPERIOR PLANNING, LLC has approximately 11 employees and manages $105M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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