Unclaimed Profile

David Joseph Cariani

CCG WEALTH MANAGEMENT, LLC·SAN DIEGO, California

Series 7, Series 63, Series 65Clean record20 years registeredCCG WEALTH MANAGEMENT, LLC

12255 EL CAMINO REAL, SAN DIEGO, CA 92130CRD# 4950458Firm CRD# 296985

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Joseph Cariani · SAN DIEGO, CA

Registration

CRD #4950458 · CCG WEALTH MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

PRIVATE ADVISOR GROUP, LLC

Dec 2022 – present

CENTURA WEALTH ADVISORY

Feb 2019 – Jan 2023

SAN DIEGO, CA

REILLY FINANCIAL ADVISORS

Apr 2013 – Feb 2019

LA MESA, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 2011 – Apr 2013

SACRAMENTO, CA

VALUEVEST MANAGEMENT COMPANY II, LLC

Sep 2005 – Dec 2008

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · September 13, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CCG WEALTH MANAGEMENT, LLC

CRD 296985 · SEC 801-113284

AUM

$643M

Regulatory assets under management

Employees

1,425 client accounts

Services offered by CCG WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CCG WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does David Joseph Cariani offer?

David Joseph Cariani specializes in Financial Planning, Investment Management. Contact their office in SAN DIEGO, California for a consultation.

What are David Joseph Cariani's credentials?

David Joseph Cariani is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Joseph Cariani located?

David Joseph Cariani is based in SAN DIEGO, California, working with CCG WEALTH MANAGEMENT, LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does David Joseph Cariani charge for services?

David Joseph Cariani's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CCG WEALTH MANAGEMENT, LLC?

CCG WEALTH MANAGEMENT, LLC has approximately 39 employees and manages $643M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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