Unclaimed Profile

Katrina Larisa Peck

HANSON MCCLAIN, INC.·SACRAMENTO, California

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 66, Series 99TO20 years registeredHANSON MCCLAIN, INC.

3620 FAIR OAKS BLVD, SACRAMENTO, CA 95864CRD# 2709929Firm CRD# 111167

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Katrina Larisa Peck · SACRAMENTO, CA

Registration

CRD #2709929 · HANSON MCCLAIN, INC. · 20 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Mar 2025 – present

LPL ENTERPRISE, LLC

Nov 2024 – present

FIRST COMMAND ADVISORY SERVICES

Apr 2020 – Oct 2024

Fruitand, ID

BANCWEST INVESTMENT SERVICES, INC. (BWIS)

May 2019 – Apr 2020

SACRAMENTO, CA

LWI FINANCIAL INC.

May 2016 – May 2016

Sacramento, CA

HANSON MCCLAIN

Jun 2008 – Dec 2010

SACRAMENTO, CA

HANSON MCCLAIN ADVISORS

Mar 2008 – Nov 2012

SACRAMENTO, CA

IRON POINT CAPITAL MANAGEMENT

May 2006 – Aug 2007

FOLSOM, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 66

Series 99TO

Registration record

First registered · May 31, 2006

Years registered · 20

Disclosure History

2017Financial·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALLWORTH FINANCIAL, L.P.

CRD 111167 · SEC 801-68255

AUM

$19.3B

Regulatory assets under management

Employees

392

66,085 client accounts

Services offered by ALLWORTH FINANCIAL, L.P.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ALLWORTH FINANCIAL, L.P. →

Introduction

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Frequently Asked Questions

What services does Katrina Larisa Peck offer?

Katrina Larisa Peck specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SACRAMENTO, California for a consultation.

What are Katrina Larisa Peck's credentials?

Katrina Larisa Peck is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Katrina Larisa Peck located?

Katrina Larisa Peck is based in SACRAMENTO, California, working with HANSON MCCLAIN, INC.. Their office serves clients in the SACRAMENTO metropolitan area and surrounding communities.

How does Katrina Larisa Peck charge for services?

Katrina Larisa Peck's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HANSON MCCLAIN, INC.?

HANSON MCCLAIN, INC. has approximately 392 employees and manages $19.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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