Unclaimed Profile

Daniel Roth Levene

HANSON MCCLAIN, INC.·SACRAMENTO, California

SIE, Series 3, Series 4, Series 7, Series 8, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 6524 years registeredHANSON MCCLAIN, INC.

8775 FOLSOM BLVD., SACRAMENTO, CA 95826CRD# 1134801Firm CRD# 111167

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Roth Levene · SACRAMENTO, CA

Registration

CRD #1134801 · HANSON MCCLAIN, INC. · 24 years registered

Brand Profile

Not yet started

Career History

STRATEGIC ADVISERS LLC

Mar 2025 – present

FIDELITY BROKERAGE SERVICES LLC

Jan 2022 – present

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Feb 2022 – Mar 2025

BOCA RATON, FL

BENCHMARK FINANCIAL WEALTH ADVISORS LLC

May 2021 – Dec 2021

BOCA RATON, FL

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Jul 2018 – Feb 2021

BOCA RATON, FL

STRATEGIC ADVISERS LLC

Aug 2014 – Jul 2018

MISSION VIEJO, CA

HANSON MCCLAIN ADVISORS

Jan 2014 – Aug 2014

SACRAMENTO, CA

PATHWAY STRATEGIC ADVISORS

Mar 2013 – Jan 2014

FOLSOM, CA

VICTORY ADVISORS LLC

Aug 2012 – Sep 2012

BOCA RATON, FL

BROKERSXPRESS LLC

Jul 2010 – Aug 2012

BOCA RATON, FL

SALOMON GREY FINANCIAL CORPORATION

Feb 2006 – Feb 2006

BOCA RATON, FL

JHS CAPITAL ADVISORS, INC.

Aug 2005 – Apr 2010

BOCA RATON, FL

DEUTSCHE BANK SECURITIES INC.

Jul 2002 – Aug 2002

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 8

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · July 19, 2002

Years registered · 24

Disclosure History

2022Financial·Final

2003Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALLWORTH FINANCIAL, L.P.

CRD 111167 · SEC 801-68255

AUM

$19.3B

Regulatory assets under management

Employees

392

66,085 client accounts

Services offered by ALLWORTH FINANCIAL, L.P.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ALLWORTH FINANCIAL, L.P. →

Introduction

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Frequently Asked Questions

What services does Daniel Roth Levene offer?

Daniel Roth Levene specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SACRAMENTO, California for a consultation.

What are Daniel Roth Levene's credentials?

Daniel Roth Levene is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Roth Levene located?

Daniel Roth Levene is based in SACRAMENTO, California, working with HANSON MCCLAIN, INC.. Their office serves clients in the SACRAMENTO metropolitan area and surrounding communities.

How does Daniel Roth Levene charge for services?

Daniel Roth Levene's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HANSON MCCLAIN, INC.?

HANSON MCCLAIN, INC. has approximately 392 employees and manages $19.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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