Unclaimed Profile

Steven James Dunlap

FDX ADVISORS, INC.·SACRAMENTO, California

SIE, Series 6, Series 7, Series 24, Series 63, Series 6613 years registeredFDX ADVISORS, INC.

2399 GATEWAY OAKS DRIVE, SUITE 200, SACRAMENTO, CA 95833CRD# 2232790Firm CRD# 104601

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven James Dunlap · SACRAMENTO, CA

Registration

CRD #2232790 · FDX ADVISORS, INC. · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FDX ADVISORS, INC.

FDX ADVISORS, INC.

May 2016 – Mar 2018

Manhattan Beach, CA

TOWER SQUARE INVESTMENT MANAGEMENT LLC

Apr 2014 – Aug 2015

EL SEGUNDO, CA

CETERA ADVISOR NETWORKS LLC

Aug 2013 – Aug 2015

EL SEGUNDO, CA

CETERA INVESTMENT ADVISERS LLC

Aug 2013 – Aug 2015

SCHAUMBURG, IL

LOCKWOOD ADVISORS INC

Jun 2013 – Jun 2013

KING OF PRUSSIA, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · June 24, 2013

Years registered · 13

Disclosure History

1985Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FDX ADVISORS, INC.

CRD 104601 · SEC 801-29775

AUM

$2.3B

Regulatory assets under management

Employees

9,519 client accounts

Services offered by FDX ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FDX ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Steven James Dunlap offer?

Steven James Dunlap specializes in Investment Management, Wealth Management.

What are Steven James Dunlap's credentials?

Steven James Dunlap is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven James Dunlap located?

Steven James Dunlap is based in SACRAMENTO, California, last registered with FDX ADVISORS, INC..

How does Steven James Dunlap charge for services?

Steven James Dunlap's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FDX ADVISORS, INC.?

FDX ADVISORS, INC. has approximately 48 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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