Unclaimed Profile

Frank Kwangjae Yi

TWIN LAKES CAPITAL MANAGEMENT, LLC·REDWOOD SHORES, California

Series 7, Series 63, Series 6523 years registeredTWIN LAKES CAPITAL MANAGEMENT, LLC

3 LAGOON DRIVE, REDWOOD SHORES, CA 94065CRD# 2169256Firm CRD# 137522

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank Kwangjae Yi · REDWOOD SHORES, CA

Registration

CRD #2169256 · TWIN LAKES CAPITAL MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

TWIN LAKES CAPITAL

May 2018 – present

TLA CAPITAL MANAGEMENT, LLC

Apr 2016 – Dec 2017

HONOLULU, HI

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 2003 – Apr 2010

HONOLULU, HI

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · February 14, 2003

Years registered · 23

Disclosure History

1997Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TWIN LAKES CAPITAL MANAGEMENT, LLC

CRD 137522 · SEC 801-113264

AUM

$262M

Regulatory assets under management

Employees

432 client accounts

Services offered by TWIN LAKES CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at TWIN LAKES CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Frank Kwangjae Yi offer?

Frank Kwangjae Yi specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in REDWOOD SHORES, California for a consultation.

What are Frank Kwangjae Yi's credentials?

Frank Kwangjae Yi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank Kwangjae Yi located?

Frank Kwangjae Yi is based in REDWOOD SHORES, California, working with TWIN LAKES CAPITAL MANAGEMENT, LLC. Their office serves clients in the REDWOOD SHORES metropolitan area and surrounding communities.

How does Frank Kwangjae Yi charge for services?

Frank Kwangjae Yi's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TWIN LAKES CAPITAL MANAGEMENT, LLC?

TWIN LAKES CAPITAL MANAGEMENT, LLC has approximately 6 employees and manages $262M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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