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Glenn Robert Richter

KASPICK & COMPANY, LLC·REDWOOD SHORES, California
SIE, Series 7, Series 24, Series 27Clean recordKASPICK & COMPANY, LLC
203 REDWOOD SHORES PARKWAY, REDWOOD SHORES, CA 94065-6121CRD# 5158526Firm CRD# 104554

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Glenn Robert Richter · REDWOOD SHORES, CA
Registration
CRD #5158526 · KASPICK & COMPANY, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 27
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
TIAA KASPICK, LLC
CRD 104554 · SEC 801-28179
AUM
$8.1B
Regulatory assets under management
Employees
115
6,140 client accounts
Services offered by TIAA KASPICK, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at TIAA KASPICK, LLC →
Introduction

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Frequently Asked Questions

What services does Glenn Robert Richter offer?
Glenn Robert Richter specializes in Investment Management, Wealth Management. Contact their office in REDWOOD SHORES, California for a consultation.
What are Glenn Robert Richter's credentials?
Glenn Robert Richter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Glenn Robert Richter located?
Glenn Robert Richter is based in REDWOOD SHORES, California, working with KASPICK & COMPANY, LLC. Their office serves clients in the REDWOOD SHORES metropolitan area and surrounding communities.
How does Glenn Robert Richter charge for services?
Glenn Robert Richter's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KASPICK & COMPANY, LLC?
KASPICK & COMPANY, LLC has approximately 115 employees and manages $8.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at KASPICK & COMPANY, LLC

Ian Celecia
BOSTON, MA
Mohammad Ali Iqbal
BOSTON, MA
Carol Ward Deckbar
BOSTON, MA
Douglas Edward Chittenden
BOSTON, MA
Yogini Biswas
BOSTON, MA
Courtney Kim Eastlack
BOSTON, MA

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