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Stephen Peter Mccarthy

MCCARTHY ASSET MANAGEMENT, INC.·REDWOOD SHORES, California
Series 7Clean record21 years registeredMCCARTHY ASSET MANAGEMENT, INC.
3 LAGOON DRIVE, SUITE 155, REDWOOD SHORES, CA 94065CRD# 1542963Firm CRD# 118285

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Peter Mccarthy · REDWOOD SHORES, CA
Registration
CRD #1542963 · MCCARTHY ASSET MANAGEMENT, INC. · 21 years registered
Brand Profile
Not yet started
01

Career History

MCCARTHY ASSET MANAGEMENT, INC.
Aug 2005 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Registration record
First registered · August 2, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MCCARTHY ASSET MANAGEMENT, INC.
CRD 118285 · SEC 801-60897
AUM
$366M
Regulatory assets under management
Employees
4
732 client accounts
Services offered by MCCARTHY ASSET MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at MCCARTHY ASSET MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Stephen Peter Mccarthy offer?
Stephen Peter Mccarthy specializes in Financial Planning, Investment Management. Contact their office in REDWOOD SHORES, California for a consultation.
What are Stephen Peter Mccarthy's credentials?
Stephen Peter Mccarthy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Peter Mccarthy located?
Stephen Peter Mccarthy is based in REDWOOD SHORES, California, working with MCCARTHY ASSET MANAGEMENT, INC.. Their office serves clients in the REDWOOD SHORES metropolitan area and surrounding communities.
How does Stephen Peter Mccarthy charge for services?
Stephen Peter Mccarthy's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MCCARTHY ASSET MANAGEMENT, INC.?
MCCARTHY ASSET MANAGEMENT, INC. has approximately 4 employees and manages $366M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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