Unclaimed Profile

David Michael Smith

REDWOOD PARK ADVISORS, LLC·REDWOOD CITY, California

SIE, Series 7, Series 31, Series 63, Series 66CFAClean record21 years registeredREDWOOD PARK ADVISORS, LLC

3 TWIN DOLPHIN DRIVE, REDWOOD CITY, CA 94065CRD# 4892506Firm CRD# 307958

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Michael Smith · REDWOOD CITY, CA

Registration

CRD #4892506 · REDWOOD PARK ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

REDWOOD PARK ADVISORS

Jun 2020 – present

LPL FINANCIAL LLC

Jan 2017 – Jul 2020

REDWOOD CITY, CA

MORGAN STANLEY

May 2005 – Jan 2006

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 66

Registration record

First registered · May 16, 2005

Years registered · 21

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REDWOOD PARK ADVISORS, LLC

CRD 307958 · SEC 801-128196

AUM

$121M

Regulatory assets under management

Employees

270 client accounts

Services offered by REDWOOD PARK ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at REDWOOD PARK ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does David Michael Smith offer?

David Michael Smith specializes in Financial Planning, Investment Management. Contact their office in REDWOOD CITY, California for a consultation.

What are David Michael Smith's credentials?

David Michael Smith holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Michael Smith located?

David Michael Smith is based in REDWOOD CITY, California, working with REDWOOD PARK ADVISORS, LLC. Their office serves clients in the REDWOOD CITY metropolitan area and surrounding communities.

How does David Michael Smith charge for services?

David Michael Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REDWOOD PARK ADVISORS, LLC?

REDWOOD PARK ADVISORS, LLC has approximately 2 employees and manages $121M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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