Unclaimed Profile

Karl Arthur Schwartz

TEAM HEWINS, LLC·REDWOOD CITY, California

Series 65Clean record17 years registeredTEAM HEWINS, LLC

203 REDWOOD SHORES PARKWAY, REDWOOD CITY, CA 94065CRD# 5643662Firm CRD# 291194

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karl Arthur Schwartz · REDWOOD CITY, CA

Registration

CRD #5643662 · TEAM HEWINS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

TEAM HEWINS, LLC

May 2018 – present

ELKO FINANCIAL ADVISORS

Dec 2014 – Dec 2015

MEDIA, PA

HEWINS FINANCIAL ADVISORS, LLC

Nov 2012 – Jun 2018

MIAMI, FL

WIPFLI HEWINS INVESTMENT ADVISORS LLC

Feb 2009 – Jul 2013

SAN MATEO, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 11, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TEAM HEWINS, LLC

CRD 291194 · SEC 801-112939

AUM

$2.5B

Regulatory assets under management

Employees

1,729 client accounts

Services offered by TEAM HEWINS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TEAM HEWINS, LLC →

Introduction

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Frequently Asked Questions

What services does Karl Arthur Schwartz offer?

Karl Arthur Schwartz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in REDWOOD CITY, California for a consultation.

What are Karl Arthur Schwartz's credentials?

Karl Arthur Schwartz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karl Arthur Schwartz located?

Karl Arthur Schwartz is based in REDWOOD CITY, California, working with TEAM HEWINS, LLC. Their office serves clients in the REDWOOD CITY metropolitan area and surrounding communities.

How does Karl Arthur Schwartz charge for services?

Karl Arthur Schwartz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TEAM HEWINS, LLC?

TEAM HEWINS, LLC has approximately 23 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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