Unclaimed Profile

Steven Daniel Gormley

KWB WEALTH·REDLANDS, California

SIE, Series 7, Series 65, Series 66Clean record20 years registeredKWB WEALTH

1782 ORANGE TREE LANE, REDLANDS, CA 92374CRD# 5009927Firm CRD# 300921

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Daniel Gormley · REDLANDS, CA

Registration

CRD #5009927 · KWB WEALTH · 20 years registered

Brand Profile

Not yet started

Career History

KWB WEALTH

May 2020 – present

LPL FINANCIAL LLC

Mar 2012 – Sep 2020

FORT MILL, SC

COPELAND WEALTH MANAGEMENT

Sep 2005 – Oct 2010

REDLANDS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 65

Series 66

Registration record

First registered · September 16, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KWB WEALTH

CRD 300921 · SEC 801-118740

AUM

$854M

Regulatory assets under management

Employees

2,716 client accounts

Services offered by KWB WEALTH

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at KWB WEALTH →

Introduction

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Frequently Asked Questions

What services does Steven Daniel Gormley offer?

Steven Daniel Gormley specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in REDLANDS, California for a consultation.

What are Steven Daniel Gormley's credentials?

Steven Daniel Gormley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Daniel Gormley located?

Steven Daniel Gormley is based in REDLANDS, California, working with KWB WEALTH. Their office serves clients in the REDLANDS metropolitan area and surrounding communities.

How does Steven Daniel Gormley charge for services?

Steven Daniel Gormley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KWB WEALTH?

KWB WEALTH has approximately 9 employees and manages $854M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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