Unclaimed Profile

Carol Ann Wikle

MIRADOR CAPITAL PARTNERS, LP·PLEASANTON, California

SIE, Series 7, Series 31, Series 66Clean record27 years registeredMIRADOR CAPITAL PARTNERS, LP

6700 KOLL CENTER PARKWAY, PLEASANTON, CA 94566CRD# 3140823Firm CRD# 173764

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carol Ann Wikle · PLEASANTON, CA

Registration

CRD #3140823 · MIRADOR CAPITAL PARTNERS, LP · 27 years registered

Brand Profile

Not yet started

Career History

MIRADOR CAPITAL PARTNERS

Jan 2015 – present

SANCTUARY WEALTH ADVISORS LLC

Jul 2013 – Feb 2015

PLEASANTON, CA

MORGAN STANLEY

Jun 2009 – Jul 2013

PLEASANTON, CA

MORGAN STANLEY & CO. INCORPORATED

Dec 2007 – Jun 2009

PLEASANTON, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 1999 – Dec 2007

PLEASANTON, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · June 15, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MIRADOR CAPITAL PARTNERS, LP

CRD 173764 · SEC 801-80585

AUM

$668M

Regulatory assets under management

Employees

2,253 client accounts

Services offered by MIRADOR CAPITAL PARTNERS, LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MIRADOR CAPITAL PARTNERS, LP →

Introduction

Speak with Carol

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Carol is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PLEASANTON?

Browse all registered financial advisors in PLEASANTON, California or claim this profile if it's yours.

Browse PLEASANTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Carol Ann Wikle offer?

Carol Ann Wikle specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PLEASANTON, California for a consultation.

What are Carol Ann Wikle's credentials?

Carol Ann Wikle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carol Ann Wikle located?

Carol Ann Wikle is based in PLEASANTON, California, working with MIRADOR CAPITAL PARTNERS, LP. Their office serves clients in the PLEASANTON metropolitan area and surrounding communities.

How does Carol Ann Wikle charge for services?

Carol Ann Wikle's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MIRADOR CAPITAL PARTNERS, LP?

MIRADOR CAPITAL PARTNERS, LP has approximately 14 employees and manages $668M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →