AdvisorOS Directory
Claim Profile
Unclaimed Profile
JM

James Eric Maxwell

MAXWELL WEALTH STRATEGIES INC.·PLEASANTON, California
Clean recordMAXWELL WEALTH STRATEGIES INC.
7041 KOLL CENTER PARKWAY, PLEASANTON, CA 94566CRD# 1510156Firm CRD# 317081

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Eric Maxwell · PLEASANTON, CA
Registration
CRD #1510156 · MAXWELL WEALTH STRATEGIES INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James Eric Maxwell is a registered financial advisor based in PLEASANTON, California, affiliated with MAXWELL WEALTH STRATEGIES INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
MAXWELL WEALTH STRATEGIES INC.
MAXWELL WEALTH
AUM
$290M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at MAXWELL WEALTH STRATEGIES INC. →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 1510156
Firm CRD# 317081
View on FINRA BrokerCheck →

Looking for a financial advisor in PLEASANTON?

Browse all registered financial advisors in PLEASANTON, California or claim this profile if it's yours.

Browse PLEASANTON AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does James Eric Maxwell offer?
James Eric Maxwell specializes in Financial Planning, Investment Management. Contact their office in PLEASANTON, California for a consultation.
What are James Eric Maxwell's credentials?
James Eric Maxwell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Eric Maxwell located?
James Eric Maxwell is based in PLEASANTON, California, working with MAXWELL WEALTH STRATEGIES INC.. Their office serves clients in the PLEASANTON metropolitan area and surrounding communities.
How does James Eric Maxwell charge for services?
James Eric Maxwell's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MAXWELL WEALTH STRATEGIES INC.?
MAXWELL WEALTH STRATEGIES INC. has approximately 5 employees and manages $290M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in PLEASANTON, California

David K Arterburn
ARTERBURN AND WATTERS, LLP·PLEASANTON, CA
Grant Konstantinovich Ter-Avanesyan
GRANT PRIVATE WEALTH MANAGEMENT, INC.·PLEASANTON, CA
Annette Jane Campbell-White
MEDVENTURE ASSOCIATES MANAGEMENT V CO., LLC·PLEASANTON, CA
Jason Anthony Pfannenstiel
MIRADOR CAPITAL PARTNERS, LP·PLEASANTON, CA
Kristen Valentine
RPG INVESTMENT ADVISORY, LLC·PLEASANTON, CA
Michael Jopling
MEDVENTURE ASSOCIATES MANAGEMENT V CO., LLC·PLEASANTON, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)NEWPORT BEACH (631)SANTA MONICA (478)IRVINE (455)SAN MATEO (339)LA JOLLA (257)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile