Unclaimed Profile

Warren Yee

BRIDGE ADVISORY LLC·PASADENA, California

SIE, Series 6TO, Series 7, Series 7TO, Series 24, Series 66Clean record23 years registeredBRIDGE ADVISORY LLC

123 S. MARENGO AVENUE, PASADENA, CA 91101CRD# 4578937Firm CRD# 148282

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Warren Yee · PASADENA, CA

Registration

CRD #4578937 · BRIDGE ADVISORY LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BRIDGE ADVISORY LLC

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Mar 2022 – Nov 2024

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RETIREMENT WELLNESS GROUP

Mar 2022 – Jan 2024

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BRIDGE ADVISORY LLC

Nov 2021 – Dec 2024

PASADENA, CA

UNIONBANC INVESTMENT SERVICES, LLC

Jan 2020 – Nov 2021

GLENDALE, CA

TD AMERITRADE, INC.

Aug 2004 – Jan 2020

Long Beach, CA

H&R BLOCK FINANCIAL ADVISORS, INC.

Sep 2003 – Jul 2004

WALNUT CREEK, CA

METLIFE SECURITIES INC.

Jun 2003 – Sep 2003

LAFAYETTE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6TO

Series 7

Series 7TO

Series 24

Series 66

Registration record

First registered · June 25, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BRIDGE ADVISORY LLC

CRD 148282 · SEC 801-69681

AUM

$453M

Regulatory assets under management

Employees

1,331 client accounts

Services offered by BRIDGE ADVISORY LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BRIDGE ADVISORY LLC →

Introduction

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Frequently Asked Questions

What services does Warren Yee offer?

Warren Yee specializes in Financial Planning, Investment Management.

What are Warren Yee's credentials?

Warren Yee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Warren Yee located?

Warren Yee is based in PASADENA, California, last registered with BRIDGE ADVISORY LLC.

How does Warren Yee charge for services?

Warren Yee's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIDGE ADVISORY LLC?

BRIDGE ADVISORY LLC has approximately 18 employees and manages $453M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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