Unclaimed Profile

Benjamin Alan Posen

FELICITAS GLOBAL PARTNERS, LLC·PASADENA, California

Series 7, Series 31, Series 6328 years registeredFELICITAS GLOBAL PARTNERS, LLC

65 NORTH RAYMOND AVENUE, PASADENA, CA 91103CRD# 2319219Firm CRD# 292411

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Benjamin Alan Posen · PASADENA, CA

Registration

CRD #2319219 · FELICITAS GLOBAL PARTNERS, LLC · 28 years registered

Brand Profile

Not yet started

Career History

HIGHTOWER ADVISORS, LLC

Jul 2025 – present

LINDBROOK CAPITAL, LLC

May 2011 – Sep 2025

CALABASAS, CA

OPPENHEIMER & CO. INC.

Nov 2007 – May 2011

LOS ANGELES, CA

OPPENHEIMER ASSET MANAGEMENT

Apr 2003 – Nov 2007

NEW YORK, NY

FAHNESTOCK ASSET MANAGEMENT

Jan 2003 – Apr 2003

LOS ANGELES, CA

CIBC WORLD MARKETS CORP.

Dec 1997 – Jan 2003

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Registration record

First registered · December 15, 1997

Years registered · 28

Disclosure History

2003Customer Dispute·Denied

2002Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FELICITAS GLOBAL PARTNERS, LLC

CRD 292411 · SEC 801-112594

AUM

$819M

Regulatory assets under management

Employees

13 client accounts

Services offered by FELICITAS GLOBAL PARTNERS, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at FELICITAS GLOBAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Benjamin Alan Posen offer?

Benjamin Alan Posen specializes in Investment Management, Retirement Planning. Contact their office in PASADENA, California for a consultation.

What are Benjamin Alan Posen's credentials?

Benjamin Alan Posen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Benjamin Alan Posen located?

Benjamin Alan Posen is based in PASADENA, California, working with FELICITAS GLOBAL PARTNERS, LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does Benjamin Alan Posen charge for services?

Benjamin Alan Posen's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FELICITAS GLOBAL PARTNERS, LLC?

FELICITAS GLOBAL PARTNERS, LLC has approximately 12 employees and manages $819M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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