Unclaimed Profile

Mitchell Wayne Howard

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.·PASADENA, California

SIE, Series 7, Series 24, Series 28, Series 65, Series 66Clean record21 years registeredFIRST WILSHIRE SECURITIES MANAGEMENT, INC.

1214 EAST GREEN STREET, PASADENA, CA 91106CRD# 4889657Firm CRD# 171971

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mitchell Wayne Howard · PASADENA, CA

Registration

CRD #4889657 · FIRST WILSHIRE SECURITIES MANAGEMENT, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

B.B. GRAHAM & COMPANY, INC.

Apr 2018 – Oct 2018

ORANGE, CA

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

Sep 2014 – May 2016

PASADENA, CA

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

Aug 2013 – Oct 2014

PASADENA, CA

B.B. GRAHAM & COMPANY, INC.

Apr 2013 – Apr 2013

ORANGE, CA

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

Mar 2005 – Oct 2009

PASADENA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 28

Series 65

Series 66

Registration record

First registered · March 23, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

CRD 171971 · SEC 801-15260

AUM

$329M

Regulatory assets under management

Employees

279 client accounts

Services offered by FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at FIRST WILSHIRE SECURITIES MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Mitchell Wayne Howard offer?

Mitchell Wayne Howard specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Mitchell Wayne Howard's credentials?

Mitchell Wayne Howard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mitchell Wayne Howard located?

Mitchell Wayne Howard is based in PASADENA, California, last registered with FIRST WILSHIRE SECURITIES MANAGEMENT, INC..

How does Mitchell Wayne Howard charge for services?

Mitchell Wayne Howard's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST WILSHIRE SECURITIES MANAGEMENT, INC.?

FIRST WILSHIRE SECURITIES MANAGEMENT, INC. has approximately 9 employees and manages $329M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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