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FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
PASADENA, California
·
6 registered advisors
·
CRD# 171971
SEC# 801-15260
0
626-796-6622
01
Firm Overview
AUM
$329M
Regulatory assets under management
Employees
9
Total firm employees
Advisors
6
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
04
Advisors at FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
6 registered advisors
Feliks Zlochistyy
PASADENA, California
CRD# 5138497
Howard Haoming Lu
PASADENA, California
CRD# 4927988
Mitchell Wayne Howard
PASADENA, California
CRD# 4889657
Nicole Elizabeth Green
PASADENA, California
CRD# 7052406
Scott William Hood
PASADENA, California
CRD# 1788066
William Adam Caton
PASADENA, California
CRD# 4539052
05
Office Locations
PASADENA, California
6 advisors
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Data sourced from SEC Form ADV filings. FIRST WILSHIRE SECURITIES MANAGEMENT, INC. (CRD# 171971) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.