Unclaimed Profile

Isaac Kim

SFG RETIREMENT PLAN CONSULTING, LLC·PASADENA, California

SIE, Series 4, Series 7, Series 9, Series 10, Series 14, Series 24, Series 52, Series 53, Series 66, Series 99TOClean record10 years registeredSFG RETIREMENT PLAN CONSULTING, LLC

225 S. LAKE AVE., PASADENA, CA 91101CRD# 5411953Firm CRD# 170233

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Isaac Kim · PASADENA, CA

Registration

CRD #5411953 · SFG RETIREMENT PLAN CONSULTING, LLC · 10 years registered

Brand Profile

Not yet started

Career History

J.P. MORGAN SECURITIES LLC

Sep 2022 – present

MORGAN STANLEY

Aug 2020 – Aug 2022

Los Angeles, CA

FIRST HEARTLAND CONSULTANTS, INC.

May 2019 – Dec 2019

Pasadena, CA

CETERA ADVISOR NETWORKS LLC

Oct 2015 – Apr 2018

EL SEGUNDO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 14

Series 24

Series 52

Series 53

Series 66

Series 99TO

Registration record

First registered · October 8, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SHUSTER ADVISORY GROUP, LLC

CRD 170233 · SEC 801-106929

AUM

$6.3B

Regulatory assets under management

Employees

730 client accounts

Services offered by SHUSTER ADVISORY GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SHUSTER ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Isaac Kim offer?

Isaac Kim specializes in Investment Management. Contact their office in PASADENA, California for a consultation.

What are Isaac Kim's credentials?

Isaac Kim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Isaac Kim located?

Isaac Kim is based in PASADENA, California, working with SFG RETIREMENT PLAN CONSULTING, LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does Isaac Kim charge for services?

Isaac Kim's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SFG RETIREMENT PLAN CONSULTING, LLC?

SFG RETIREMENT PLAN CONSULTING, LLC has approximately 12 employees and manages $6.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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