Unclaimed Profile

John Cole Williams

WESPAC ADVISORS, LLC·ORINDA, California

Series 7, Series 63, Series 65Clean record19 years registeredWESPAC ADVISORS, LLC

4 ORINDA WAY, ORINDA, CA 94563CRD# 2972146Firm CRD# 148242

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Cole Williams · ORINDA, CA

Registration

CRD #2972146 · WESPAC ADVISORS, LLC · 19 years registered

Brand Profile

Not yet started

Career History

WESPAC ADVISORS, LLC

Jun 2009 – present

WESPAC ADVISORS SOCAL, LLC

Sep 2011 – Nov 2013

OAKLAND, CA

WESPAC ADVISORS, LLC

Jun 2007 – Oct 2008

OAKLAND, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · June 4, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESPAC ADVISORS, LLC

CRD 148242 · SEC 801-69552

AUM

$926M

Regulatory assets under management

Employees

632 client accounts

Services offered by WESPAC ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WESPAC ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Cole Williams offer?

John Cole Williams specializes in Financial Planning, Investment Management. Contact their office in ORINDA, California for a consultation.

What are John Cole Williams's credentials?

John Cole Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Cole Williams located?

John Cole Williams is based in ORINDA, California, working with WESPAC ADVISORS, LLC. Their office serves clients in the ORINDA metropolitan area and surrounding communities.

How does John Cole Williams charge for services?

John Cole Williams's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESPAC ADVISORS, LLC?

WESPAC ADVISORS, LLC has approximately 10 employees and manages $926M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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