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Michael Bannon Stokes

ASCEND CAPITAL LLC·ORINDA, California
Unclaimed Profile
4 ORINDA WAY, ORINDA, CA 94563CRD# 6178230Firm CRD# 118397
01

About

Michael Bannon Stokes is a registered financial advisor based in ORINDA, California, affiliated with ASCEND CAPITAL LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
ASCEND CAPITAL LLC
ASCEND CAPITAL LLC
AUM
$1.5B
Regulatory assets under management
Employees
35
Total firm employees
View all advisors at ASCEND CAPITAL LLC →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6178230
Firm CRD# 118397
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Michael Bannon Stokes offer?
Michael Bannon Stokes specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in ORINDA, California for a consultation.
What are Michael Bannon Stokes's credentials?
Michael Bannon Stokes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Bannon Stokes located?
Michael Bannon Stokes is based in ORINDA, California, working with ASCEND CAPITAL LLC. Their office serves clients in the ORINDA metropolitan area and surrounding communities.
How does Michael Bannon Stokes charge for services?
Michael Bannon Stokes's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASCEND CAPITAL LLC?
ASCEND CAPITAL LLC has approximately 35 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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