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Phyllis Jean Paulsen

CROWN CAPITAL SECURITIES, L.P.·ORANGE, California
SIE, Series 6, Series 63, Series 99TOCROWN CAPITAL SECURITIES, L.P.
725 TOWN & COUNTRY ROAD, ORANGE, CA 92868CRD# 1512757Firm CRD# 6312

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Phyllis Jean Paulsen · ORANGE, CA
Registration
CRD #1512757 · CROWN CAPITAL SECURITIES, L.P.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
Series 99TO
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
CROWN CAPITAL SECURITIES, L.P.
CRD 6312 · SEC 801-57663
AUM
$1.2B
Regulatory assets under management
Employees
164
5,654 client accounts
Services offered by CROWN CAPITAL SECURITIES, L.P.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CROWN CAPITAL SECURITIES, L.P. →
Introduction

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Frequently Asked Questions

What services does Phyllis Jean Paulsen offer?
Phyllis Jean Paulsen specializes in Financial Planning, Investment Management. Contact their office in ORANGE, California for a consultation.
What are Phyllis Jean Paulsen's credentials?
Phyllis Jean Paulsen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Phyllis Jean Paulsen located?
Phyllis Jean Paulsen is based in ORANGE, California, working with CROWN CAPITAL SECURITIES, L.P.. Their office serves clients in the ORANGE metropolitan area and surrounding communities.
How does Phyllis Jean Paulsen charge for services?
Phyllis Jean Paulsen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CROWN CAPITAL SECURITIES, L.P.?
CROWN CAPITAL SECURITIES, L.P. has approximately 164 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CROWN CAPITAL SECURITIES, L.P.

Darol Kenneth Paulsen
ORANGE, CA
Don Michael Edwards
ORANGE, CA
Jonathan Lee French
ORANGE, CA
Nils Henrik Sundstedt
ORANGE, CA

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