Unclaimed Profile

Jacklyn Simon

NIA IMPACT ADVISORS, LLC·OAKLAND, California

SIE, Series 6, Series 6TO, Series 7TO, Series 63, Series 66Clean record2 years registeredNIA IMPACT ADVISORS, LLC

341 EL CERRITO AVE, OAKLAND, CA 94611CRD# 6654073Firm CRD# 286587

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jacklyn Simon · OAKLAND, CA

Registration

CRD #6654073 · NIA IMPACT ADVISORS, LLC · 2 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Feb 2025 – present

LPL FINANCIAL LLC

Apr 2024 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 6TO

Series 7TO

Series 63

Series 66

Registration record

First registered · April 5, 2024

Years registered · 2

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NIA IMPACT ADVISORS, LLC

CRD 286587 · SEC 801-117120

AUM

$433M

Regulatory assets under management

Employees

320 client accounts

Services offered by NIA IMPACT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NIA IMPACT ADVISORS, LLC →

Introduction

Speak with Jacklyn

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jacklyn is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in OAKLAND?

Browse all registered financial advisors in OAKLAND, California or claim this profile if it's yours.

Browse OAKLAND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Jacklyn Simon offer?

Jacklyn Simon specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OAKLAND, California for a consultation.

What are Jacklyn Simon's credentials?

Jacklyn Simon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jacklyn Simon located?

Jacklyn Simon is based in OAKLAND, California, working with NIA IMPACT ADVISORS, LLC. Their office serves clients in the OAKLAND metropolitan area and surrounding communities.

How does Jacklyn Simon charge for services?

Jacklyn Simon's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NIA IMPACT ADVISORS, LLC?

NIA IMPACT ADVISORS, LLC has approximately 10 employees and manages $433M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →