Unclaimed Profile

Steven Jay Sherwood

CWS CAPITAL PARTNERS LLC·NEWPORT BEACH, California

SIE, Series 22, Series 39, Series 63, Series 6537 years registeredCWS CAPITAL PARTNERS LLC

14 CORPORATE PLAZA, NEWPORT BEACH, CA 92660CRD# 1901510Firm CRD# 166871

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Jay Sherwood · NEWPORT BEACH, CA

Registration

CRD #1901510 · CWS CAPITAL PARTNERS LLC · 37 years registered

Brand Profile

Not yet started

Career History

CWS CAPITAL PARTNERS LLC

Feb 2015 – present

CWS INVESTMENTS

Aug 2013 – present

CWS INVESTMENTS

Jun 1989 – present

CWS MANAGEMENT LLC

Aug 2003 – Dec 2003

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 22

Series 39

Series 63

Series 65

Registration record

First registered · June 12, 1989

Years registered · 37

Disclosure History

1993Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CWS CAPITAL PARTNERS LLC

CRD 166871 · SEC 801-107474

AUM

$336M

Regulatory assets under management

Employees

28 client accounts

Services offered by CWS CAPITAL PARTNERS LLC

Per Form ADV

Pension consulting

Other

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at CWS CAPITAL PARTNERS LLC →

Introduction

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Frequently Asked Questions

What services does Steven Jay Sherwood offer?

Steven Jay Sherwood specializes in Retirement Planning. Contact their office in NEWPORT BEACH, California for a consultation.

What are Steven Jay Sherwood's credentials?

Steven Jay Sherwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Jay Sherwood located?

Steven Jay Sherwood is based in NEWPORT BEACH, California, working with CWS CAPITAL PARTNERS LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Steven Jay Sherwood charge for services?

Steven Jay Sherwood's firm is compensated through performance-based fees, other: reimbursed expenses; asset mgmt fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CWS CAPITAL PARTNERS LLC?

CWS CAPITAL PARTNERS LLC has approximately 51 employees and manages $336M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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