Unclaimed Profile

Mark Ryan Ruggles

CWS CAPITAL PARTNERS LLC·NEWPORT BEACH, California

SIE, Series 4, Series 7, Series 14, Series 24, Series 27, Series 53, Series 63, Series 65, Series 99TOClean record16 years registeredCWS CAPITAL PARTNERS LLC

14 CORPORATE PLAZA, NEWPORT BEACH, CA 92660CRD# 2637412Firm CRD# 166871

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Ryan Ruggles · NEWPORT BEACH, CA

Registration

CRD #2637412 · CWS CAPITAL PARTNERS LLC · 16 years registered

Brand Profile

Not yet started

Career History

CWS CAPITAL PARTNERS LLC

Feb 2015 – present

CWS INVESTMENTS

Aug 2013 – present

CWS INVESTMENTS

Sep 2012 – present

GRAHAM & CO. ADVISORY, INC.

Jun 2010 – Oct 2012

ORANGE, CA

B.B. GRAHAM & COMPANY, INC.

Feb 2010 – Sep 2012

ORANGE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 27

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · February 9, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CWS CAPITAL PARTNERS LLC

CRD 166871 · SEC 801-107474

AUM

$336M

Regulatory assets under management

Employees

28 client accounts

Services offered by CWS CAPITAL PARTNERS LLC

Per Form ADV

Pension consulting

Other

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at CWS CAPITAL PARTNERS LLC →

Introduction

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Frequently Asked Questions

What services does Mark Ryan Ruggles offer?

Mark Ryan Ruggles specializes in Retirement Planning. Contact their office in NEWPORT BEACH, California for a consultation.

What are Mark Ryan Ruggles's credentials?

Mark Ryan Ruggles is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Ryan Ruggles located?

Mark Ryan Ruggles is based in NEWPORT BEACH, California, working with CWS CAPITAL PARTNERS LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Mark Ryan Ruggles charge for services?

Mark Ryan Ruggles's firm is compensated through performance-based fees, other: reimbursed expenses; asset mgmt fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CWS CAPITAL PARTNERS LLC?

CWS CAPITAL PARTNERS LLC has approximately 51 employees and manages $336M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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