Unclaimed Profile

Keith David Pagan

BELVEDERE ASSET MANAGEMENT, LLC·NEWPORT BEACH, California

SIE, Series 3, Series 7, Series 24, Series 30, Series 6623 years registeredBELVEDERE ASSET MANAGEMENT, LLC

610 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660CRD# 3111825Firm CRD# 147887

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Keith David Pagan · NEWPORT BEACH, CA

Registration

CRD #3111825 · BELVEDERE ASSET MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BELVEDERE ASSET MANAGEMENT, LLC

BELVEDERE ASSET MANAGEMENT, LLC

Feb 2014 – Dec 2014

SAN RAFAEL, CA

BELVEDERE ASSET MANAGEMENT, LLC

Feb 2011 – Dec 2013

NEWPORT BEACH, CA

BELVEDERE ADVISORS LLC

Mar 2010 – Aug 2010

MILL VALLEY, CA

GEM CAPITAL, LLC

Jun 2005 – May 2011

BELVEDERE, CA

PENSION PLANNERS SECURITIES, INC.

Aug 2003 – Sep 2004

SACRAMENTO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 30

Series 66

Registration record

First registered · August 11, 2003

Years registered · 23

Disclosure History

2016Regulatory·Final

2014Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BELVEDERE ASSET MANAGEMENT, LLC

CRD 147887 · SEC 801-76961

AUM

$53M

Regulatory assets under management

Employees

101 client accounts

Services offered by BELVEDERE ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at BELVEDERE ASSET MANAGEMENT, LLC →

Introduction

Speak with Keith

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Keith is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NEWPORT BEACH?

Browse all registered financial advisors in NEWPORT BEACH, California or claim this profile if it's yours.

Browse NEWPORT BEACH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Keith David Pagan offer?

Keith David Pagan specializes in Investment Management, Retirement Planning.

What are Keith David Pagan's credentials?

Keith David Pagan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Keith David Pagan located?

Keith David Pagan is based in NEWPORT BEACH, California, last registered with BELVEDERE ASSET MANAGEMENT, LLC.

How does Keith David Pagan charge for services?

Keith David Pagan's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BELVEDERE ASSET MANAGEMENT, LLC?

BELVEDERE ASSET MANAGEMENT, LLC has approximately 10 employees and manages $53M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →