Unclaimed Profile

Jim Wookjae Chung

BELVEDERE ASSET MANAGEMENT, LLC·NEWPORT BEACH, California

SIE, Series 3, Series 7, Series 30, Series 63, Series 65Clean record15 years registeredBELVEDERE ASSET MANAGEMENT, LLC

610 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660CRD# 2399732Firm CRD# 147887

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jim Wookjae Chung · NEWPORT BEACH, CA

Registration

CRD #2399732 · BELVEDERE ASSET MANAGEMENT, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BELVEDERE ASSET MANAGEMENT, LLC

ANFIELD CAPITAL MANAGEMENT, LLC

Dec 2014 – Jul 2017

NEWPORT BEACH, CA

BELVEDERE ASSET MANAGEMENT, LLC

Feb 2014 – Jun 2014

NEWPORT BEACH, CA

BELVEDERE ASSET MANAGEMENT, LLC

Jun 2011 – Dec 2013

SAN RAFAEL, CA

NEWPORT COAST ASSET MANAGEMENT

Jan 2011 – Jul 2011

SANTA ANA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 30

Series 63

Series 65

Registration record

First registered · January 13, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BELVEDERE ASSET MANAGEMENT, LLC

CRD 147887 · SEC 801-76961

AUM

$53M

Regulatory assets under management

Employees

101 client accounts

Services offered by BELVEDERE ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at BELVEDERE ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Jim Wookjae Chung offer?

Jim Wookjae Chung specializes in Investment Management, Retirement Planning.

What are Jim Wookjae Chung's credentials?

Jim Wookjae Chung is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jim Wookjae Chung located?

Jim Wookjae Chung is based in NEWPORT BEACH, California, last registered with BELVEDERE ASSET MANAGEMENT, LLC.

How does Jim Wookjae Chung charge for services?

Jim Wookjae Chung's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BELVEDERE ASSET MANAGEMENT, LLC?

BELVEDERE ASSET MANAGEMENT, LLC has approximately 10 employees and manages $53M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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