Unclaimed Profile

Charles Bradley Daniel

DW ADVISORS LLC·NEWPORT BEACH, California

Series 7, Series 31, Series 63, Series 65Clean record29 years registeredDW ADVISORS LLC

140 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660CRD# 2258341Firm CRD# 150382

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Bradley Daniel · NEWPORT BEACH, CA

Registration

CRD #2258341 · DW ADVISORS LLC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DW ADVISORS LLC

DANIEL WEALTH ADVISORS

Mar 2018 – Nov 2018

CORONA DEL MAR, CA

BALBOA WEALTH PARTNERS, INC.

May 2016 – Aug 2017

NEWPORT BEACH, CA

DANIEL WEALTH ADVISORS

Jan 2015 – Dec 2017

NEWPORT BEACH, CA

DWR WEALTH MANAGEMENT, LLC

Feb 2010 – Feb 2013

NEWPORT BEACH, CA

DANIEL WEALTH ADVISORS

Jun 2009 – Dec 2014

SAN JUAN CAPISTRANO, CA

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Jun 2009

NEWPORT BEACH, CA

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Jun 2009

NEWPORT BEACH, CA

MORGAN STANLEY

Nov 2006 – Apr 2007

NEWPORT BEACH, CA

WACHOVIA SECURITIES, LLC

Jul 2003 – Nov 2006

NEWPORT BEACH, CA

PRUDENTIAL SECURITIES INCORPORATED

Jul 1997 – Jul 2003

SAN JOSE, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DW ADVISORS LLC

CRD 150382 · SEC 801-78657

AUM

$340M

Regulatory assets under management

Employees

1,086 client accounts

Services offered by DW ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DW ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Charles Bradley Daniel offer?

Charles Bradley Daniel specializes in Financial Planning, Investment Management.

What are Charles Bradley Daniel's credentials?

Charles Bradley Daniel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Bradley Daniel located?

Charles Bradley Daniel is based in NEWPORT BEACH, California, last registered with DW ADVISORS LLC.

How does Charles Bradley Daniel charge for services?

Charles Bradley Daniel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DW ADVISORS LLC?

DW ADVISORS LLC has approximately 16 employees and manages $340M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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