Unclaimed Profile

Mark Richard Gordon

WEALTH ARCHITECTS, LLC·MOUNTAIN VIEW, California

Series 7, Series 6620 years registeredWEALTH ARCHITECTS, LLC

800 WEST EL CAMINO REAL, MOUNTAIN VIEW, CA 94040CRD# 5069708Firm CRD# 135373

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Richard Gordon · MOUNTAIN VIEW, CA

Registration

CRD #5069708 · WEALTH ARCHITECTS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

WEALTH ARCHITECTS, LLC

Dec 2009 – present

CHARLES SCHWAB & CO., INC.

Feb 2006 – Jul 2009

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · February 3, 2006

Years registered · 20

Disclosure History

2008Customer Dispute·Settled

2006Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WEALTH ARCHITECTS, LLC

CRD 135373 · SEC 801-64313

AUM

$1.8B

Regulatory assets under management

Employees

2,688 client accounts

Services offered by WEALTH ARCHITECTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTH ARCHITECTS, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Richard Gordon offer?

Mark Richard Gordon specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MOUNTAIN VIEW, California for a consultation.

What are Mark Richard Gordon's credentials?

Mark Richard Gordon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Richard Gordon located?

Mark Richard Gordon is based in MOUNTAIN VIEW, California, working with WEALTH ARCHITECTS, LLC. Their office serves clients in the MOUNTAIN VIEW metropolitan area and surrounding communities.

How does Mark Richard Gordon charge for services?

Mark Richard Gordon's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH ARCHITECTS, LLC?

WEALTH ARCHITECTS, LLC has approximately 23 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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