Unclaimed Profile

Iris Sze-Wai Nguyen

WEALTH ARCHITECTS, LLC·MOUNTAIN VIEW, California

Series 65Clean record13 years registeredWEALTH ARCHITECTS, LLC

800 WEST EL CAMINO REAL, MOUNTAIN VIEW, CA 94040CRD# 5989937Firm CRD# 135373

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Iris Sze-Wai Nguyen · MOUNTAIN VIEW, CA

Registration

CRD #5989937 · WEALTH ARCHITECTS, LLC · 13 years registered

Brand Profile

Not yet started

Career History

WEALTH ARCHITECTS, LLC

Dec 2012 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 14, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTH ARCHITECTS, LLC

CRD 135373 · SEC 801-64313

AUM

$1.8B

Regulatory assets under management

Employees

2,688 client accounts

Services offered by WEALTH ARCHITECTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTH ARCHITECTS, LLC →

Introduction

Speak with Iris

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Iris is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MOUNTAIN VIEW?

Browse all registered financial advisors in MOUNTAIN VIEW, California or claim this profile if it's yours.

Browse MOUNTAIN VIEW Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Iris Sze-Wai Nguyen offer?

Iris Sze-Wai Nguyen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MOUNTAIN VIEW, California for a consultation.

What are Iris Sze-Wai Nguyen's credentials?

Iris Sze-Wai Nguyen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Iris Sze-Wai Nguyen located?

Iris Sze-Wai Nguyen is based in MOUNTAIN VIEW, California, working with WEALTH ARCHITECTS, LLC. Their office serves clients in the MOUNTAIN VIEW metropolitan area and surrounding communities.

How does Iris Sze-Wai Nguyen charge for services?

Iris Sze-Wai Nguyen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH ARCHITECTS, LLC?

WEALTH ARCHITECTS, LLC has approximately 23 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →