Unclaimed Profile

Yong Wang

TRANSGLOBAL ADVISORY, LLC·MONROVIA, California

SIE, Series 7TO, Series 24, Series 66CFPClean record4 years registeredTRANSGLOBAL ADVISORY, LLC

185 W CHESTNUT AVE, MONROVIA, CA 91016CRD# 7336815Firm CRD# 168709

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Yong Wang · MONROVIA, CA

Registration

CRD #7336815 · TRANSGLOBAL ADVISORY, LLC · 4 years registered

Brand Profile

Not yet started

Career History

TRANSGLOBAL ADVISORY, LLC

Sep 2021 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 24

Series 66

Registration record

First registered · September 7, 2021

Years registered · 4

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRANSGLOBAL ADVISORY, LLC

CRD 168709 · SEC 801-129096

AUM

$40M

Regulatory assets under management

Employees

185 client accounts

Services offered by TRANSGLOBAL ADVISORY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at TRANSGLOBAL ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does Yong Wang offer?

Yong Wang specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in MONROVIA, California for a consultation.

What are Yong Wang's credentials?

Yong Wang holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Yong Wang located?

Yong Wang is based in MONROVIA, California, working with TRANSGLOBAL ADVISORY, LLC. Their office serves clients in the MONROVIA metropolitan area and surrounding communities.

How does Yong Wang charge for services?

Yong Wang's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRANSGLOBAL ADVISORY, LLC?

TRANSGLOBAL ADVISORY, LLC has approximately 29 employees and manages $40M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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